The Art of Regent

Regent Wealth Management Group, founded in 1987, is a fee-only private wealth management firm located in Woodbridge, CT.  Our focus is on wealth management: investment management integrated with financial life planning.

We are fully committed to being thoughtful and responsive to all of our clients’ needs and delivering the high level of service that each one deserves.  Our goal is to guide you towards developing financial security with the utmost respect for your personal values and life goals.

For all the millions in assets that we manage, we know that the most important asset we hold is our clients’ trust. We earn it and maintain it by understanding each client’s situation, being responsive to individual concerns, and proactively managing each portfolio. Our goal is to give each client the time, tools, personal service, and “best thinking” of our people and our strategic partners.

We’re committed to educating our clients and offering both our own perspectives as well as those of other big thinkers. We hold periodic client events with our outside consultants that offer valuable and unique learning opportunities. We strongly believe that educated clients will make the best decisions for their lives over their lifetime.

Similar to the level of care and dedication that we give to our clients – we believe strongly in giving back to our community in ways that make a difference.   Regent in the Community

What is a Registered Investment Adviser?

A Registered Investment Adviser (RIA) is a professional, independent advisor or firm engaged in the investment advisory business and registered either with the Securities and Exchange Commission (SEC) or state securities authorities. A Registered Investment Adviser is defined by The Investment Advisers Act of 1940 as a “person or firm that, for compensation, is engaged in the act of providing advice, making recommendations, issuing reports or furnishing analyses on securities, either directly or through publications.” An RIA has a fiduciary duty to clients, which means that they are held to the highest standard of care and have a fundamental obligation to always act in the client’s best interests.  Many RIA firms are owned by the partners that run the firm, creating deep and long-term personal relationships with a strong sense of accountability to their clients.